11.3 INTERVENTION OPTIONS AND SELECTION

PRINCIPLES AND CRITERIA FOR INTERVENTION SELECTION

Once the problem type has been identified (whether through crash analysis or other forms of risk assessment), the next step in the process involves the selection of an appropriate intervention. The main aims during this stage are:

• The identification and selection of interventions that are expected to reduce the number and/or severity of crashes of a particular and dominant type.
• To check that the selected interventions do not have undesirable consequences (in terms of safety or otherwise).
• To maximise the benefits that can be achieved with the available funding (ensuring that the selections made are cost-effective on a number of sites).
• To select interventions where the benefits outweigh the costs.
• Preparation of a list of priority sites and development of action plans.

Public consultations to ensure acceptance by the community and affected road users can also be organised.

There are a number of issues to consider when selecting interventions. Usually cost and economic efficiency are the first and foremost considerations, but there are also others. It is important to ensure that the intervention is cost-effective and gives a positive benefit-cost ratio, and that it can be implemented within the available budget. Based on issues identified by Ogden (1996) and BITRE (2012), other considerations include:

• Crash reduction – will the intervention maximise crash reduction, and will the treatment deliver the expected crash reduction at this location?
• Effect on traffic – is there likely to be any effect on traffic delay and redistribution of traffic (particularly to lower quality parts of the road network)?
• Health implications – a reduction in death and serious injury is the most obvious issue, but there may be other health implications from the selection of different treatments. For example, certain treatments may lead to safer conditions for walking and cycling, thereby increasing community health outcomes.
• Environmental issues – for example, increased or decreased air and noise pollution, or through removal of roadside vegetation that may have some visual appeal but be a hazard for vehicles.
• Accessibility – there is a need to ensure that access is maintained for key road users, including the elderly and disabled.
• Public acceptance – whether the intervention will be accepted by the community and supported politically, and whether non-compliance will be an issue.
• Public understanding – will road users know how to use the new intervention (e.g. driving behaviour at roundabouts)?
• Feasibility – will it be possible to install the intervention at this location (including issues relating to physical constraints, sight distance, etc.)?
• Legal issues – is there legal provision for the intervention? Will users be able to continue to conform to road laws once it is implemented?
• Compatibility – is the intervention consistent with other strategies and measures that have been previously implemented in similar situations?
• Available staff resources – is there staff available and skilled enough to install and maintain the intervention?
• Maturity of local market – for example, are there high-performance barriers available in the domestic market?

A ‘hierarchy of control’ is often used in risk assessment when selecting and prioritising interventions. As an example, Marsh et al. (2012) suggest that such a hierarchy helps identify a priority order for different types of road safety treatment based on outcomes. They suggested a road engineering hierarchy based on the Safe System approach to help address driver distraction and fatigue. The hierarchy has four levels, and it is suggested that level 1 is equivalent to a level of risk where Safe System outcomes are likely to occur:

• Level 1: Reduce forces transmitted through ‘conflict points’ (e.g. the point of impact between two vehicles) to within the human tolerances (particularly through speed management).
• Level 2: Design self-explaining roads (this includes design to naturally cause safe road user behaviour.
• Level 3: Design forgiving roads, to provide opportunities for road users to recover from mistakes and non-compliance.
• Level 4: Design to reduce crash probability to an ‘acceptable’ level.

EFFECTIVE SAFE SYSTEM INTERVENTIONS

There are a large number of safety interventions that can be used to improve road safety. Some have only a small impact on safety, while others can produce substantial reductions in fatalities and serious injuries. The concept of ‘high-performing’ infrastructure was introduced in The Role of Safer Infrastructure in Section 4.7 Safe System Elements and application, and has been discussed in the context of the Safe System approach in several documents. For example, Turner et al. (2009) present a framework for Safe System infrastructure solutions based on major crash types with a distinction between ‘primary’ and ‘supportive’ road safety treatments.

Primary treatments are those that have the potential to achieve Safe System outcomes or near-zero deaths and serious injuries. This can be achieved by reducing impact forces to safe levels or by separating different road users. A supportive road safety treatment helps to improve safety, but only incrementally. For example, a hazard warning sign may reduce the occurrence of crashes (which can include severe crashes), but will have no impact on the severity of a crash, should one occur.

It is strongly recommended that primary treatments are implemented where possible to reach the Safe System objectives. ‘Primary’ or ‘Transformational’ treatments should be presented as the first option. If these cannot be used, it is preferable to consider treatments that might represent a step forward, with minimal redundancy of investment, to future Safe System implementation. For example, a wide central painted median with audio-tactile lines may be installed with adequate width to allow future application of a wire rope median barrier. Primary or ‘Transformational’ treatments to address key crash types are demonstrated in Table 11.1.

Some examples of primary Safety System treatments are illustrated in Figure 11.3.

Issues specific to LMICs regarding the use of such treatments are discussed further in Intervention Effectiveness in LMICs.

NZTA (2011) refers to Safe System Transformation treatments for rural roads. These are defined as treatments that are likely to address high percentages of the fatal and serious injury crashes associated with of the three key crash types for rural roads (run-off-road, head-on and intersection crashes). It is recognised that these treatments generally involve higher costs, and that they need to be implemented over a longer time period. Examples of such treatments include expressways (4-laning and 2+1 treatments), median and roadside barriers, grade separation (overpasses and interchanges), roundabouts, and effective speed management. New Zealand also provides a framework that encourages investment in Primary or ‘Transformational’ treatments as standard safety interventions (NZTA, 2021).

The following case studies in Hungary demonstrate innovative use of primary Safe System treatments in a temporary, or low-cost, application.

Where a primary solution is not feasible due to project constraints dictated by budget, site, conflicting road user needs, or the environment, the next safest ‘supporting’ Safe System solution needs to be identified. Ideally, supporting treatments should act as stepping stones towards better Safe System alignment and be compatible with future implementation of Safe System options. In most cases, supporting treatments are those that reduce the likelihood of a crash but do little do reduce its severity. For example, a wide centreline will help to reduce the probability of a crash by providing greater separation between opposing traffic flows. However, when a crash occurs, the severity of an injury is still likely to be high.

The case study from Germany provides an example of a supporting Safe System treatment through the use of a painted wide centreline to support overtaking and separating opposing traffic flows.

Supporting treatments that are compatible with future implementation of Safe System options are shown in Table 11.2.

Crash modification factors

One of the most important considerations in selecting interventions is knowledge of the safety benefit of each intervention. This benefit is often described as a crash reduction factor (the expected percentage reduction in crashes), or crash modification factor (CMF, which is the multiplier by which the crashes before treatment are adjusted; e.g. a CMF of 0.8 indicates that there will be an expected reduction of 20% in crashes).There are several sources that provide information on this issue (also see Box 11.1):

• The Handbook of Road Safety Measures (Elvik et al., 2009): this handbook provides extensive information on 128 road safety measures, including those relating to road design, maintenance, traffic control, vehicles, driver training, education, enforcement and post-crash care. Some of the interventions included in the road design and traffic control items include roundabouts, roadside safety treatments, street lighting, speed limits, pedestrian treatments and road markings. A rigorous approach to study selection and benefit calculation is adopted. Studies from around the world are included, with a strong emphasis on European research.
• Road Safety DSS: this online tool, developed by the European Commission funded project SafetyCube, has been designed to enable policymakers and stakeholders to select and implement the most appropriate strategies, measures and cost-effective approaches to reduce casualties of all road user types and all severities in Europe and worldwide. The DSS presents a comprehensive evaluation of a wide range of crash risks, and the effectiveness and cost-benefit (where possible) of safety measures. The focused risks and measures evaluation is concentrated in four main areas: road users, infrastructure and vehicles, with separate consideration of serious injuries. Links between the risks and measures are considered across each main area.
• Effectiveness of Road Safety Engineering Treatments (Austroads, 2012): this document provides information on crash effectiveness for 57 infrastructure safety treatment types, and 126 crash effectiveness values have been derived for them. The research basis is international, but there is an emphasis on research from Australia and New Zealand.

BOX 11.1 CMF CLEARINGHOUSE

The Crash Modification Factor (CMF) Clearinghouse is one of the most comprehensive and advanced sources of information on road safety infrastructure effectiveness. Funded by the US Federal Highway Administration (FHWA), it provides a searchable database of information on infrastructure effectiveness. It is constantly updated, meaning that it is one of the most up-to-date sources of information on this topic. The CMF Clearinghouse applies a star rating (from one to five) according to the robustness of each CMF. This rating was updated to be based on study design, sample size, standard error, potential biases, and data source.

THE CRASH MODIFICATION FACTOR (CMF) CLEARINGHOUSE

Given the objective of the Safe System approach is to eliminate crash fatalities and serious injuries, it is important to understand the effect that different interventions have on these outcomes. However, much of the research on intervention effectiveness provides information on casualty reduction (i.e. reduction in fatalities, serious injuries and minor injuries combined) or on change in all crashes (including non-fatal crashes). This is an important distinction, and it is unfortunate that there is so little information on fatal and serious outcomes. Although it is desirable to minimise all crash types, including crashes that do not result in injuries, an overall reduction in fatal and serious injury is paramount. Safety professionals should not discourage the implementation of interventions that have a neutral effect on minor and non-injury crashes, and there may actually be situations where such crashes will increase (typically through a reduction in severity of the crashes that do continue to occur at a treated location).

In the absence of information on the effect of interventions on fatal and serious crash outcomes, information on casualty reduction should be used, although engineering judgement may also be required when using this information. The expected reduction in fatal and serious crash outcomes is often higher than the reduction in all casualties. As an example, BITRE (2012) found the impact on crashes from installation of roundabouts is greater for higher severity outcomes:

• Effect on property damage only: 52% reduction.
• Effect on casualties: 71% reduction.
• Effect on fatalities: 79% reduction.

Similar trends were seen in a European study by Jensen (2013).

The following matrix (Table 11.3) provides a basic summary of road safety treatment options and their effectiveness on some of the key crash types that result in fatal and serious injuries. Detailed information on each of these treatments can be found in the documents referenced in Selecting Interventions. Broad indicative costs are also provided.

Table 11.3: Road safety countermeasures matrix 

1. Head on
2. Junction
3. Rear-end
4. Run-off-road
5. Motorcycle
6. Pedestrians

Note: $ = low cost; $$ = medium cost; $$$=high cost.

As can be seen from Table 11.3, speed management is a treatment that can be applied to most key crash types. Where speed has been identified as an issue, speeds can be reduced using effective speed management. This will result in fewer fatalities and serious injuries, provided compliance is high or additional enforcement measures are used.

The following case studies from Puerto Rico, Portugal, Slovakia, Italy and Hungary all show examples of the effective use of interventions to improve safety.

As can be seen from Table 11.1 speed management is a treatment that is able to address most key crash types. Where speed has been identified as an issue, speeds can be lowered using effective speed management. This will result in fewer fatalities and serious injuries, provided compliance is high or additional enforcement measures are utilised.

Selecting Interventions

Interventions should be selected to fit the crash type occurring at a particular site, route or area. Crash types can be identified through reactive (crash based) or proactive identification methods (see Assessing Potential Risks and Identifying Issues in the Section 11.4 Priority Ranking Methods and Economic Assessment).

Single interventions can be implemented, or more commonly, combinations of interventions can be selected to address a particular crash type or issue. The final intervention selection requires expert judgement about the factors that have contributed or may contribute to the occurrence of crashes.

Several guidelines provide advice on appropriate interventions to address specific crash problems. PIARC (2023) and Turner et al. (2021) provide details of road safety countermeasures based on the Safe System approach, which have proven to be successful in various countries. The effectiveness of each proven countermeasure is described, including recommendations on crash reduction and strategies for practitioners to consider in implementation. The countermeasures have also been categorised according on how they address key Safe System principles, such as reducing severity, as well as targeting key crash types and vulnerable road users.

PIARC (2009) provides a detailed set of options in the Catalogue of design safety problems and potential countermeasures. Advice is provided for road function, cross-section, alignment, intersections, public and private services, vulnerable road users, traffic Signing and marking and roadside features. PIARC published ‘The role of Road Engineering in Combatting Driver Distraction and Fatigue Road Safety Risks’ (PIARC, 2016) to highlight driver distraction and fatigue from the view of the Safe System approach. Figure 11.4 shows an example of Hierarchy Level 1 Treatments. The document outlines a hierarchy of treatments and provides engineering solutions to address driving distraction and fatigue-related road safety risks. To highlight the issue potential countermeasures for vulnerable road users the documents ‘Vulnerable road users: Diagnosis of design and operational safety problems and potential countermeasures’ (PIARC, 2017) and appendices were published.

Several interventions that address safety issues related to each of these topics are presented. Treatment types are then presented, along with related photos, basic descriptions, indicative costs, crash types addressed, and the affected road user groups. The example below (Figure 11.5) shows potential solutions for issues related to unforgiving roadsides (categorised under Roadside Features).

There are several online tools that provide similar, and in some cases more detailed information. Some cover a wide variety of treatment types, while others concentrate on particular crash types. Both FHWA and iRAP have developed online toolkits that provide guidance on treatment options to address different road safety issues. They are regularly updated and revised, capturing the most recent findings in road safety. Each includes detailed information on crash problem types and treatments, including indicative costs, safety and other benefits, implementation issues, and references.

FHWA’s Proven Safety Countermeasures initiative (PSCi) is a collection of 28 countermeasures and strategies effective in reducing roadway fatalities and serious injuries on our Nation’s highways. These strategies are designed for all road users and all kinds of roads—from rural to urban, from high-volume freeways to less travelled two-lane State and county roads, from signalized crossings to horizontal curves, and everything in between. Each countermeasure addresses at least one safety focus area – speed management, intersections, roadway departures, or pedestrians/bicyclists – while others are crosscutting strategies that address multiple safety focus areas.

The iRAP Road Safety Toolkit is targeted to solutions working in LMICs, and has been translated into different languages, including Spanish, French, Russian, Portuguese and Hindi. An image from this toolkit is shown in Figure 11.6.

A HUMAN FACTORS APPROACH TO DIAGNOSTIC ASSESSMENT

The approach described here is based on the work done by William Haddon, who developed the Haddon Matrix (see Haddon, 1972, 1980). The Haddon matrix provides a tool for understanding the factors related to human, vehicle and environmental attributes before, during, and after a crash. The goal is for safety professionals to consider driver confusion, misperceptions, workload, distraction, and other factors.

The Haddon matrix considers three phases of a crash: 1) Pre-crash phase, which includes those factors that influence whether a crash will occur and then result in injuries: 2) The crash event phase, which reviews those factors that will influence crash severity during the crash event; 3) The post-crash phase, which influence the survivability from the crash. Milton and van Schalkwyk (2022) expanded the matrix to provide a framework that directly considers all road users (e.g., cycling and walking volumes), as well as the supporting social safety environment, consistent with the Safe System approach, adding considerations of the mix of users and their interactions to the Human Factors Interaction Matrix (Campbell et al., 2018). Figure 11.7 shows the Modified-Haddon Matrix applied to motor vehicle crashes in the Safe System.

Campbell points out that by introducing social environment factors, safety professionals are asked to consider the implications of attitudes, biases and equity decision-making frameworks for humans operating in the roadway environment. Diagnostic assessments are expanded in the effort to incorporate this information. The assessment approach considers laws to reduce severity or frequency of crashes and the road user's willingness to accept those laws and how each of these can be used to address potential safety outcomes.

Equity is considered by assessing more than just vehicles, because vehicle access cannot always be taken for granted, especially within communities that might be lower income or overburdened, and where they cannot purchase a vehicle. In many lower income and minority communities sidewalks and lighting may not exist, which leads to lower level of safety and security.

Road user mix is an important consideration as all road users must interact within the context and road environment. An example is how the visibility of a pedestrian on a rainy day may be negatively affected, thus leading to an increase in the potential for a road crash.

Although the focus of this manual is on infrastructure interventions, it is important to ensure that multi-sector approaches (e.g. those involving education and enforcement) are considered, as these will often have a greater impact on safety than infrastructure measures alone. This is especially the case in LMICs, where there may be lower levels of compliance, or less understanding by the public regarding the intent of safety interventions. Issues specific to LMICs and intervention effectiveness are discussed in Intervention Effectiveness in LMICs, while the following case study provides an example of a combined infrastructure and education programme to address pedestrian safety in South Africa.

As another example, the SURE handbooks (particularly the handbook ‘Plan d’actions et realisation des actions’ – Sétra, 2006) provide guidance on the French methods for selecting safety interventions on the network (see Box 9.6).

INTERVENTION EFFECTIVENESS IN lmics

Most of the information on intervention effectiveness is based on research conducted in HICs. Aside from research on behavioural interventions in LMICs, there are very few studies on the effectiveness of road safety infrastructure treatments in these countries. This issue is significant, as it cannot be expected that interventions used in HICs will have the same outcomes when used in LMICs.

This issue has been highlighted in several studies. OECD (ITF, 2012) suggests that there are many context/environment-related elements that influence actual crash reduction, and that this is a more critical consideration in LMICs. For example, the provision of a hard shoulder might improve the safety of a road in a HIC. However, in a lesser developed country it might encourage improper use, such as the installation of stalls for selling items to travellers, which could decrease the overall safety of the roadway. Understanding these issues critical to the successful implementation of safety treatments.

There also appear to be several obstacles to the successful implementation of road safety infrastructure treatments. Turner and Smith (2013) conducted a workshop to identify issues around the implementation of infrastructure treatments in LMICs. Several effective infrastructure treatments were discussed and obstacles for each were explored. Although several issues were identified for each treatment type, many of these fell into similar categories. These included cost, compliance issues, design and implementation issues, public acceptance and maintenance.

Cost was identified as an issue for many of the treatments, although interestingly not for all. For some of the highly effective treatments, cost does not appear to be a significant issue. Of greater interest is that issues relating to compliance and design/implementation were identified for more of the treatments than cost. Compliance of treatments by road users is a significant problem in LMICs, and it is very likely that the treatment effectiveness will be lower as a result. Issues that were affected by this compliance problem were:

• Roundabouts (due to missing priorities, and even vehicles driving in the opposite direction).
• Pedestrian crossings (failure of traffic to respect the give way).
• Pedestrian footpaths (obstruction and misuse by vehicles, (including motorcycles)).
• Signalised intersections (failing to stop).
• Shoulder sealing (misuse as additional lane, vehicle parking, roadside trading).
• Off-road cycle/motorcycle paths (obstructions on paths, misuse by inappropriate vehicles).

This issue of compliance indicates the need for a multi-sector response to the road safety issues. The use of safer infrastructure needs to be supported by appropriate education and enforcement, as discussed earlier in this manual.

Design and implementation issues were also found to have an impact on the effectiveness of treatments. If a treatment is not well-designed and the installation is not of a high standard, the crash reduction potential will not be met. This was considered an issue for all of the treatments discussed. This situation can only be improved through increasing the skills and capacity of those working in LMICs, including the sharing of knowledge regarding good practice.

Lastly, maintenance is also an issue that will impact on the crash reduction effectiveness of treatments. It is common for treatments to deteriorate to levels where they become less safe (or possibly to a point where they are higher risk than if the treatment was not present). Appropriate funding is required to ensure that treatments are maintained over time. Training may also be required regarding the issue of maintenance.

Although all of these issues are likely to be concerns for HICs, they are possibly more pronounced in LMICs, and will certainly have an impact on treatment effectiveness. The extent of this effect is not known, but it can be expected that because of these issues, treatment effectiveness is likely to be different (typically less) than when the same treatments are used in HICs.

Given the absence of good information on treatment effectiveness in LMICs, it is recommended that crash reduction values from HICs be used as a starting point when selecting treatments. However, the issues discussed above need to be carefully considered, and appropriate revisions made to expected benefits. In the longer term, it is hoped that the knowledge base regarding treatment effectiveness in LMICs will improve, but this will only occur if appropriate monitoring, analysis and evaluation occurs in these countries (see Chapter 12. Monitoring, Analysis and Evaluation of Road Safety). The case study from Puerto Rico shows the effective use of rumble strips to lower roadway departure crashes.

INNOVATIVE SAFETY TREATMENTS

Innovative safety treatments will be required in order to help eliminate fatalities and serious injuries due to road crashes. Many safety treatments currently result in some residual serious crash outcomes, and so improvements to current treatments will be required. As treatments are applied to new situations (including in LMICs) there will be a need to adapt them for better outcomes. There are also a number of highly effective interventions that exist and are used in some countries but not at all in others. There is a need for road agencies and supporting organisations to adopt new approaches, provided these are implemented based on an evidence-based approach.

Some highly effective treatments are not used in some countries due to:

• Lack of knowledge regarding the treatment and its effectiveness.
• Lack of experience of how to implement and maintain a treatment.
• Concern about legal liability in case something goes wrong.
• Concern about public understanding or acceptability.
• Unready local market.

When selecting new treatments, road agencies should ensure that these treatments have been rigorously tested and have demonstrated safety benefits. Demonstration projects can be an effective way to assess promising treatments, and prepare for a wider roll-out (see Strengthening Capacity to Set and Deliver Targets in the Section 6.8 Demonstration Projects).

It is suggested that a methodological approach be taken towards innovation, outlined in the following steps:

• Identify the problem: Identify the target crash type, the road user type and the locations that need to be targeted. See Chapter 10. Assessing Potential Risks and Identifying Issues for more details on problem identification.
• Identify possible solutions: This can include solutions that are used abroad, or it can be an adaptation of an existing treatment.
• Assess the solutions: It is important to research treatments thoroughly to ensure they are likely to be beneficial for safety outcomes as well as other policy objectives. This assessment can be based on documented experience from other road agencies. For newer treatments, driver simulators are sometimes used to determine the likely effects. In some instances, treatments can be implemented in a controlled environment (e.g. off-road, or in a low-speed area) to determine the likely effects.
• Trial the selected solution: A demonstration project can be an effective way to test the treatment within a specific context and in a controlled environment. This can also help prepare for a wider dissemination.
• Monitor, analyse and evaluate the trial: Ensure that the outcomes are as expected, and that there are no adverse effects to any road user’s safety. This evaluation should include an assessment of the cost effectiveness of the new treatments, especially when compared to existing option. See Section 11.4 Priority Ranking Methods and Economic Assessment for information on economic appraisal, and Chapter 12. Monitoring, Analysis and Evaluation of Road Safety for more information on monitoring, analysis and evaluation.
• Disseminate the solution on a wider scale: It is necessary to monitor and evaluate the treatments, including crash analysis once sufficient data has been collected. Design and operational information in guidance documents should be included.
• Inform others: If the new treatment is effective, it is important to inform others of this. Information on treatments that have not performed well is also very important for the international road safety community.

Several reference documents highlighted earlier in this chapter provide innovative examples of road safety infrastructure treatments. Some agencies actively promote certain treatments (including innovative ones) that they would like to see used more often (e.g. Proven Safety Countermeasures | FHWA (dot.gov) which documents and promotes proven safety countermeasures, including innovative intersection design). Many national and local studies have been undertaken to assess innovative treatments with promise. These studies are usually undertaken by universities and research institutes. Information on these trials can be found in international journals and at conferences, although care should be taken to ensure that such information is robust.

The case studies below provide an example of innovative use of intelligent transport systems (ITS) in Thailand and pedestrian and cyclist crossings at tram and transit lines in Germany.